Financial Services LMS for Compliance & Skill Training

Deliver training on compliance, policies, procedures & job skills

Get Started Free

No credit card required.

Get a Demo

Train employees on compliance & regulations
Anti-money laundering & CDD courses
Upload PPTs, docs, videos & manuals
Assign courses to individuals & groups
Prevent financial frauds & scams
Ensure information security through GDPR

Get Started Free

No credit card required.

Get a Demo

100,000+ courses & tests created. Over 4 million learners

Real-Life Success Stories

How ASAP assured users the benefits of signing up to its training program

How IQC leveraged ProProfs' flexibility in customization to transform employee training

Financial Training Case Study - Lauterbach Group

How Lauterbach Group conducted company-wide training using ProProfs

Create a Course View All Case Studies

What Is an LMS for Financial Service Providers?

An LMS for financial service providers is an online training platform to create, share, and track training programs for financial service teams, such as new hire onboarding, product training, compliance standards, and financial skills development. In the U.S., 1 in 10 adults falls victim to a financial scam or fraud every year. Recent estimates place consumer fraud loss at more than $5.8 billion annually. Incidents like this necessitate employee training on policies and procedures to ensure financial services security and compliance.

Create a Course Get a Demo

Ideal Business Services LMS for Your Industry

Empowering business service teams across diverse industries

A business services LMS gives you the learning and development solutions you need, no matter your niche or the type of services you provide.

Consulting & Training

Technology

Finance

Retail

Food

Hospitality

Create a Course Get a Demo

100+ Courses for Financial Companies or Create Your Own

Out-of-the-box content solutions for safety, compliance & industry relevant skill development

Simplify your financial services employee training with our ready-to-use online courses and templates. These resources are designed and developed by industry experts for a delightful learning experience. Use them as is or make modifications to suit your unique requirements. Import your existing content and personalize your course with just a few clicks.

Create a Course View All Safety Courses

Onboarding With Policy & Procedure Training

Easily onboard new hires by creating onboarding training courses using templates. A well-crafted onboarding course introduces them to company culture, team members, and job roles. You can also train them on frauds, scams, confidentiality, guidelines, business processes, due diligence, workplace diversity, ethics, and drug-free workplace. Well on-boarded employees perform better and improve your bottom line.

Create a Course View All Templates

Compliance Training Courses

Train your employees on compliance laws, regulations, and policy & procedure. Create awareness about financial instruments and risk management. Make sure they follow business processes, due diligence, and the guidelines of governing bodies.

Create Your First Course View All Compliance Courses

Create a Course View All Safety Courses

Safety Training Courses

Improve the operational efficiency and safety of your workforce. Educate them on COVID safety and active shooter scenarios. Deliver security awareness training such as protection of sensitive data.

Create a Course View All Safety Courses

Employee Skills Training Courses

Simplify employee onboarding and develop workplace skills. Train your employees how to use custom software and deliver soft skill training on any topic such as sales and client service, etc.

Create a Course View All Skills Training Courses

Create Your First Course View All Skills Training Courses

How ProProfs LMS for Financial Services Works

Offer Safety & Compliance Training

Keep your employees informed, compliant & safe

Whether you’re a bank, insurance company, or brokerage firm, navigating tight safety and compliance regulations is a part of doing business. Improve your adherence to these protocols with ongoing safety and compliance training. Train your workforce on anti-money laundering, anti-bribery & corruption laws, proliferation financing, information security, active shooter scenarios, and more. ProProfs’ user-friendly financial services training software can help you simplify and accelerate your industry training programs.

Provide compliance & safety training
Comply with strict regulations
Follow governing bodies’ guidelines
Simplify industry specific training

Create Courses With Existing Content

Upload PDFs, docs, PPTs & videos and add quizzes

Develop your customized courses in minutes with an easy-to-navigate LMS. Upload your existing content such as PDF files, docs, videos, and presentations. You can also easily create online courses using our library of ready-to-use and customizable courses and templates. Add engaging quizzes to check comprehension and identify gaps. Save valuable time you’d otherwise invest in creating these courses from scratch. ProProfs LMS is easy to use for people of all skill levels; no coding knowledge required.

Upload PDFs, videos, docs, PPTs
Add online quizzes for assessment
Access a course library
Reduce course development time

Build a Better Workforce

Develop knowledge and skills on any topic

Improve your employees’ efficiency, productivity, and safety with professional training. Onboard new hires faster and more effectively with onboarding software and purpose-built courses. Keep your team engaged and motivated with ongoing programs on industry policies & procedures, financial instruments, and skills training that positively impact them. Provide education to promote a drug-free workplace. Cover all your bases with record-keeping for audit trails. Keep employees and customers safe from fraud and scams by minimizing financial risks.

Effective onboarding training
Train on skills & policies
Ensure efficiency & productivity
Minimize financial risks

Build a Better Financial Industry Workforce

Manage Users by Groups or Locations

Assign courses or roles based on teams & groups

With ProProfs LMS for financial services training, you can easily organize users into distinct functional groups. Create, update, or search for individuals and groups, and assign them courses, learning paths, and roles. Classify learners into groups based on their job profiles and locations to ensure clarity and focus when sharing training assignments. Similarly, you can assign roles to training administrators, allowing them to perform a set of tasks called privileges. Assign specific roles like “admins”, “instructors”, or “managers” and reduce the administrative burden.

Create user groups
Organize learners by profile & location
Assign courses & admin roles
Reduce administrative workload

Real-Time Tracking & Reporting

Track progress & performance with reports

The financial services LMS by ProProfs autogenerates real-time progress and completion reports. This keeps you posted on how your learners are performing. Check their training start and end time with an intuitive executive dashboard that displays a quick and easy-to-understand overview in charts and tables. You can configure this data according to your requirements and export it in downloadable formats such as Excel, PDF, and CSV. The LMS works across all devices and platforms, so you can generate these reports anytime, anywhere.

Access real-time training reports
Monitor learner progress anytime, anywhere
Easily configure training data
Build custom downloadable reports

Create a Course Get a Demo

Secure Your LMS With Single Sign-On

Import LDAP users & sync with your HRIS

Leverage the Single Sign-On (SSO) feature in our financial services training system and provide a convenient and safe way for learners to access the platform. Based on a federated identity system, the SSO identifies and authorizes user credentials across an organization, removing the chances of password fatigue or phishing. Integration with LDAP, an open standard used to access other directory services, further allows you to import your LDAP user base into ProProfs LMS, upload usernames and passwords, and keep all your training courses, learners, and HRIS systems in sync.

Easy logins with SSO
Upload usernames & passwords
Integration with LDAP
Sync with HRIS & existing systems

Beautiful Course Templates

Professionally built role-based training course templates

Employee Benefits Information
Onboarding & Company Introduction
Employee & Office Policies

Employee Benefits Information

Onboarding & Company Introduction

Employee & Office Policies

Get Started Free View All Templates

All the Features & Benefits You Need in One Place

100+ Ready Courses & Templates

Access 100+ professionally designed, editable, and ready-to-use online courses and templates on numerous topics.

Engaging Online Quizzes

Easily measure retention and gaps with engaging online quizzes. Get video responses and prevent question skipping.

Upload Docs, PDFs, PPTs, Videos

Reduce your course development time. Easily import your existing policies, PDFs, videos, and presentations.

Choose from over 100 options for setting up course privacy, security, notifications, reminders, and branding.

English, Spanish & 70+ Languages

Easily train audiences in a language they understand. ProProfs supports English, Spanish, and 70+ other major languages.

Anytime, Anywhere

Liberate your users from desktop learning. ProProfs LMS is device-agnostic and accessible across devices.

Assign roles to multiple instructors and admins, reduce their workload, and increase their efficiency.

Track Progress & Compliance

Track each learner or group’s progress with real-time data visualizations and analytics.

AI-Powered Reporting

View, download, and share detailed reports, in-course quizzes and surveys. Identify gaps and retention.

Create a Course View All Features

Works Great for All Training Needs

ProProfs acts as a one-stop solution for delivering delightfully diverse online training programs

Compliance Training

Promote a culture of compliance with training on safety, security, SOPs, and policies.

Safety Training

Train employees on maintaining information security, enforcing code of conduct, and preventing criminal activities.

Employee Onboarding

Put your new hires into a productive mode from day one with our powerful employee onboarding software.

Leadership & Management Training

Transform your employees into confident leaders with leadership & management training.

Create a Course Get a Demo

FREE. All Features. FOREVER!

Try our Forever FREE account for small teams with all premium features!

FREE PLAN

Ideal for startups & micro-businesses

$0.00

free forever

Get started with upskilling & assessing your team of up to 10 learners for free.

All Features
10 Learners

Get Started Free

ESSENTIALS

Ideal for established businesses

$1.99

per active learner/month

Get started with a simple course builder, AI assistance & tracking system.

100+ Ready-to-Use Courses
10+ Learners

View All Plans

Got questions? Schedule a demo and get all your questions answered.

ProProfs Is a Recognized Leader in Financial Training

Press & Ratings

ProProfs Training Software Capeterra Review

ProProfs Training Software FinancesOnline Review

ProProfs Training Software G2Crowd Review

ProProfs Training Software GetApp Review

ProProfs Training Software SaaSGenius Review

Create, Share, and Track Courses & Tests Easily

Get Started Free

No credit card required.

Get a Demo